Trade Surveillance Business Analyst Job at Inceptra Solutions LLC, Charlotte, NC

V3d3MUs4bVJHZk1jUXFLQkRseFpYZ2hZUXc9PQ==
  • Inceptra Solutions LLC
  • Charlotte, NC

Job Description

Job Title: Trade Surveillance Business Analyst Location: Charlotte, NC (Onsite – F2F Interview Required) Type: Contract (C2C) Duration: [1+ year] Job Description: We are seeking an experienced Trade Surveillance Business Analyst for a contract opportunity based in Charlotte, NC. This is a fully onsite role, and face-to-face interviews are required. The ideal candidate will have deep experience in trade surveillance and regulatory compliance within the capital markets domain. Key Responsibilities: Analyze and document business requirements related to trade surveillance and regulatory monitoring. Work closely with Compliance, Risk, and Technology teams to enhance and maintain surveillance systems. Collaborate with stakeholders to identify gaps in current surveillance coverage and suggest improvements. Write Business Requirements Documents (BRDs), Functional Specifications, and user stories. Participate in tuning and testing of surveillance alerts to ensure quality and relevance. Ensure regulatory compliance with global standards such as MiFID II, MAR, Dodd-Frank, etc. Conduct data analysis and reporting using tools like SQL, Excel, or dashboards. Support UAT and defect triage in coordination with QA and development teams. Required Skills & Experience: 5+ years of experience as a Business Analyst in Trade Surveillance, Market Abuse, or Compliance domains. Strong understanding of trade surveillance systems (e.g., Actimize, SMARTS, NICE, etc.). Experience with capital markets, trading systems, and regulatory reporting. Strong hands-on experience with SQL and large data sets. Ability to translate complex regulatory and compliance requirements into system changes. Excellent verbal and written communication skills. Must be local to Charlotte, NC or willing to relocate. Must be able to attend an in-person interview (F2F required). Preferred Qualifications: Experience with scripting languages (e.g., Python) is a plus. Knowledge of Agile methodology and tools like JIRA or Confluence. Previous experience working with cross-functional teams in financial institutions. Inceptra Solutions LLC

Job Tags

Contract work, Local area, Relocation,

Similar Jobs

Fleetwise Recruitment

Class A Regional Truck Driver Job Job at Fleetwise Recruitment

Class A Regional Truck Driver JobGet on the road. Get paid. Get home.We are seeking a skilled Truck Driver to join our team. The ideal candidate will have experience in OTR/Regional truck driving. Earn while you drive and stop, during loads and unloads. Look no further... 

Breaking Data

Junior Designer Job at Breaking Data

 ...in creating intuitive and engaging marketing tools that bring brand strategy to life across digital, print, and training platforms....  ...essential for both team and individual success. The Junior Designer position offers someone an opportunity to get in on the ground... 

Latitude

Tax Accountant Job at Latitude

 ...Job Title: Tax Accountant (High-Volume Preparer Individuals, Partnerships, S-Corps) Location: Montgomery Village, Germantown MD Job Type: Full-Time, Direct Hire Job Summary: We are seeking a detail-oriented and experienced Tax Accountant to join our growing... 

TeamHealth

Western Chicago Psychiatric Nurse Practitioner (PMHNP) 13789BR Job at TeamHealth

Provide compassionate patient care as a part-time psychiatric nurse practitioner making a difference with TeamHealth"s behavioral health team in the west Chicago suburbs. Candidates should be PMHNP certified or have documented psychiatric nurse practitioner experience... 

Earn Haus

Remote Market Research Assistant (Hiring Immediately) Job at Earn Haus

Job description We are urgently looking for people interested in taking online surveys for Fortune 500 brands. If you are a self-starter, looking for flexible hours throughout the week, this may be for you! Earn up to $25 per survey. Share your opinion and help influence...